Notice Rule

Notice of Filing of Amendment No. 1 and Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1, To Amend NASD Rules 1012 (General Provisions) and 1017 (Application for Approval of Change in Ownership, Control, or Business Operations) To Adopt Form CMA

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title
Notice of Filing of Amendment No. 1 and Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1, To Amend NASD Rules 1012 (General Provisions) and 1017 (Application for Approval of Change in Ownership, Control, or Business Operation
Release Number
34-67082
SEC Issue Date
Federal Register Publish Date
Document Citation

77 FR 33539

Resources

Notice Rule: SEC Issued Version (pdf 40.68 KB)
Notice Rule: Federal Register Version
Rel. No. 34-66508

Last Reviewed or Updated: May 31, 2012