Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow FINRA To Exempt Certain Alternative Trading Systems From the Trade Reporting Obligation Under the Trade Reporting and Compliance Engine ("TRACE") Reporting Rules

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: March 5, 2012

Resources

Notice Rule: SEC Issued Version (pdf 93.34 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

March 30, 2012

File Number

SR-FINRA-2012-016

Rule Type

Notice

Release Number

34-66513

SEC Issue Date

March 5, 2012

Federal Register Publish Date

March 9, 2012

Document Citation

77 FR 14454

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow FINRA To Exempt Certain Alternative Trading Systems From the Trade Reporting Obligation Under the Trade Reporting and Compliance Engine ("TRACE") Reporting Rules

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow FINRA To Exempt Certain Alternative Trading Systems From the Trade Reporting Obligation Under the Trade Reporting and Compliance Engine ("TRACE") Reporting Rules

Resources

Details