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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References Within Certain FINRA Rules

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Feb. 6, 2012

Resources

Notice Rule: SEC Issued Version (pdf 40.67 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

March 2, 2012

File Number

SR-FINRA-2012-007

Rule Type

Notice

Release Number

34-66328

SEC Issue Date

Feb. 6, 2012

Federal Register Publish Date

Feb. 10, 2012

Document Citation

77 FR 7218

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References Within Certain FINRA Rules

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References Within Certain FINRA Rules

Resources

Details