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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Rule 6121.01 (Trading Pauses) To Exclude Rights and Warrants From the Trading Pause Pilot

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Nov. 23, 2011

Resources

Notice Rule: SEC Issued Version (pdf 55.84 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Dec. 21, 2011

File Number

SR-FINRA-2011-068

Rule Type

Notice

Release Number

34-65819

SEC Issue Date

Nov. 23, 2011

Federal Register Publish Date

Nov. 30, 2011

Document Citation

76 FR 74105

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Rule 6121.01 (Trading Pauses) To Exclude Rights and Warrants From the Trading Pause Pilot

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Rule 6121.01 (Trading Pauses) To Exclude Rights and Warrants From the Trading Pause Pilot

Resources

Details