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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Order Audit Trail System Definitions of Index Arbitrage Trade and Program Trade

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Nov. 10, 2011

Resources

Notice Rule: SEC Issued Version (pdf 50.46 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Dec. 8, 2011

File Number

SR-FINRA-2011-066

Rule Type

Notice

Release Number

34-65737

SEC Issue Date

Nov. 10, 2011

Federal Register Publish Date

Nov. 17, 2011

Document Citation

76 FR 71404

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Order Audit Trail System Definitions of Index Arbitrage Trade and Program Trade

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Order Audit Trail System Definitions of Index Arbitrage Trade and Program Trade

Resources

Details