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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References Within Certain FINRA Rules

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Nov. 10, 2011

Resources

Notice Rule: SEC Issued Version (pdf 49.51 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Dec. 9, 2011

File Number

SR-FINRA-2011-065

Rule Type

Notice

Release Number

34-65722

SEC Issue Date

Nov. 10, 2011

Federal Register Publish Date

Nov. 18, 2011

Document Citation

76 FR 71612

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References Within Certain FINRA Rules

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References Within Certain FINRA Rules

Resources

Details