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Notice Rule

Order Audit Trail System Rules

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Order Audit Trail System Rules

Release Number

34-66021

SEC Issue Date

Dec. 21, 2011

Federal Register Publish Date

Dec. 28, 2011

Document Citation

76 FR 81551

Resources

Order Rule: SEC Issued Version (pdf 57.55 KB)

Order Rule: Federal Register Version

Rel. No. 34-65692

Last Reviewed or Updated: Dec. 21, 2011

Resources

Notice Rule: SEC Issued Version (pdf 120.76 KB)

Notice Rule: Federal Register Version

Rel. No. 34-66021

Details

File Number

SR-FINRA-2011-063

Rule Type

Notice

Release Number

34-65692

SEC Issue Date

Nov. 4, 2011

Federal Register Publish Date

Nov. 10, 2011

Document Citation

76 FR 70195