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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7730 Regarding TRACE Reporting Fees For Transactions in Agency Pass-Through Mortgage-Backed Securities Traded "To Be Announced"

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Oct. 13, 2011

Resources

Notice Rule: SEC Issued Version (pdf 59.35 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 10, 2011

File Number

SR-FINRA-2011-056

Rule Type

Notice

Release Number

34-65551

SEC Issue Date

Oct. 13, 2011

Federal Register Publish Date

Oct. 20, 2011

Document Citation

76 FR 65313

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7730 Regarding TRACE Reporting Fees For Transactions in Agency Pass-Through Mortgage-Backed Securities Traded "To Be Announced"

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7730 Regarding TRACE Reporting Fees For Transactions in Agency Pass-Through Mortgage-Backed Securities Traded "To Be Announced"

Resources

Details