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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Implementation Date for Expansion of the Order Audit Trail System to All NMS Stocks

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Sept. 29, 2011

Resources

Notice Rule: SEC Issued Version (pdf 43.74 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Oct. 26, 2011

File Number

SR-FINRA-2011-055

Rule Type

Notice

Release Number

34-65442

SEC Issue Date

Sept. 29, 2011

Federal Register Publish Date

Oct. 5, 2011

Document Citation

76 FR 61773

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Implementation Date for Expansion of the Order Audit Trail System to All NMS Stocks

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Implementation Date for Expansion of the Order Audit Trail System to All NMS Stocks

Resources

Details