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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA and NASD Rules

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Sept. 22, 2011

Resources

Notice Rule: SEC Issued Version (pdf 45.78 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Oct. 19, 2011

File Number

SR-FINRA-2011-050

Rule Type

Notice

Release Number

34-65382

SEC Issue Date

Sept. 22, 2011

Federal Register Publish Date

Sept. 28, 2011

Document Citation

76 FR 60106

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA and NASD Rules

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA and NASD Rules

Resources

Details