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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Aggregation of Activity of Affiliated Members for Purposes of FINRA/Nasdaq TRF Fees and Credits

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Sept. 27, 2011

Resources

Notice Rule: SEC Issued Version (pdf 42.51 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Oct. 24, 2011

File Number

SR-FINRA-2011-049

Rule Type

Notice

Release Number

34-65408

SEC Issue Date

Sept. 27, 2011

Federal Register Publish Date

Oct. 3, 2011

Document Citation

76 FR 61124

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Aggregation of Activity of Affiliated Members for Purposes of FINRA/Nasdaq TRF Fees and Credits

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Aggregation of Activity of Affiliated Members for Purposes of FINRA/Nasdaq TRF Fees and Credits

Resources

Details