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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Series 38 Examination Program

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Sept. 21, 2011

Resources

Notice Rule: SEC Issued Version (pdf 51.75 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Oct. 18, 2011

File Number

SR-FINRA-2011-048

Rule Type

Notice

Release Number

34-65375

SEC Issue Date

Sept. 21, 2011

Federal Register Publish Date

Sept. 27, 2011

Document Citation

76 FR 59757

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Series 38 Examination Program

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Series 38 Examination Program

Resources

Details