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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Series 17 Examination Program

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Sept. 21, 2011

Resources

Notice Rule: SEC Issued Version (pdf 51.6 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Oct. 18, 2011

File Number

SR-FINRA-2011-046

Rule Type

Notice

Release Number

34-65376

SEC Issue Date

Sept. 21, 2011

Federal Register Publish Date

Sept. 27, 2011

Document Citation

76 FR 59759

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Series 17 Examination Program

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Series 17 Examination Program

Resources

Details