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Notice Rule

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend the Supplementary Material to FINRA Rule 1230(b)(6) (Operations Professional)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Aug. 11, 2011

Resources

Notice Rule: SEC Issued Version (pdf 35.37 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Sept. 9, 2011

File Number

SR-FINRA-2011-040

Rule Type

Notice

Release Number

34-65137

SEC Issue Date

Aug. 11, 2011

Federal Register Publish Date

Aug. 19, 2011

Document Citation

76 FR 52040

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend the Supplementary Material to FINRA Rule 1230(b)(6) (Operations Professional)

Resources

Details

More in this Section

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend the Supplementary Material to FINRA Rule 1230(b)(6) (Operations Professional)

Resources

Details