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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Aug. 11, 2011

Resources

Notice Rule: SEC Issued Version (pdf 51.9 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Sept. 7, 2011

File Number

SR-FINRA-2011-039

Rule Type

Notice

Release Number

34-65101

SEC Issue Date

Aug. 11, 2011

Federal Register Publish Date

Aug. 17, 2011

Document Citation

76 FR 51097

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities)

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities)

Resources

Details