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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to FINRA Rule 11892 Governing Clearly Erroneous Transactions

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Aug. 9, 2011

Resources

Notice Rule: SEC Issued Version (pdf 41.72 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Sept. 6, 2011

File Number

SR-FINRA-2011-037

Rule Type

Notice

Release Number

34-65075

SEC Issue Date

Aug. 9, 2011

Federal Register Publish Date

Aug. 15, 2011

Document Citation

76 FR 50528

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to FINRA Rule 11892 Governing Clearly Erroneous Transactions

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to FINRA Rule 11892 Governing Clearly Erroneous Transactions

Resources

Details