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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt FINRA Rule 0180 (Application of Rules to Security-Based Swaps)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 14, 2011

Resources

Notice Rule: SEC Issued Version (pdf 101.66 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 9, 2011

File Number

SR-FINRA-2011-033

Rule Type

Notice

Release Number

34-64884

SEC Issue Date

July 14, 2011

Federal Register Publish Date

July 19, 2011

Document Citation

76 FR 42755

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt FINRA Rule 0180 (Application of Rules to Security-Based Swaps)

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt FINRA Rule 0180 (Application of Rules to Security-Based Swaps)

Resources

Details