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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exemptions from the Order Audit Trail System Recording and Reporting Requirements

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: June 21, 2011

Resources

Notice Rule: SEC Issued Version (pdf 45.56 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

July 18, 2011

File Number

SR-FINRA-2011-029

Rule Type

Notice

Release Number

34-64717

SEC Issue Date

June 21, 2011

Federal Register Publish Date

June 27, 2011

Document Citation

76 FR 37384

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exemptions from the Order Audit Trail System Recording and Reporting Requirements

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exemptions from the Order Audit Trail System Recording and Reporting Requirements

Resources

Details