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Notice Rule

Notice of Filing of Proposed Rule Change and Amendment No. 1 to Adopt NASD Rule 2830 as FINRA Rule 2341 (Investment Company Securities) in the Consolidated FINRA Rulebook

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2011-018

View Received Comments

Last Reviewed or Updated: May 3, 2011

Resources

Notice Rule: SEC Issued Version (pdf 136.22 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

May 31, 2011

File Number

SR-FINRA-2011-018

Rule Type

Notice

Release Number

34-64386

SEC Issue Date

May 3, 2011

Federal Register Publish Date

May 9, 2011

Document Citation

76 FR 26779

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment No. 1 to Adopt NASD Rule 2830 as FINRA Rule 2341 (Investment Company Securities) in the Consolidated FINRA Rulebook

Public Comments

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change and Amendment No. 1 to Adopt NASD Rule 2830 as FINRA Rule 2341 (Investment Company Securities) in the Consolidated FINRA Rulebook

Public Comments

Resources

Details