Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to FINRA Rule 11892 Governing Clearly Erroneous Transactions

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: April 7, 2011

Resources

Notice Rule: SEC Issued Version (pdf 42.54 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

May 4, 2011

File Number

SR-FINRA-2011-014

Rule Type

Notice

Release Number

34-64237

SEC Issue Date

April 7, 2011

Federal Register Publish Date

April 13, 2011

Document Citation

76 FR 20782

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to FINRA Rule 11892 Governing Clearly Erroneous Transactions

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to FINRA Rule 11892 Governing Clearly Erroneous Transactions

Resources

Details