Notice Rule

Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Establishing a Registration Category, Qualification Examination and Continuing Education Requirements for Certain Operations Personnel, and Adopt FINRA Rule 1250 (Continuing Education Requirements) in the Consolidated FINRA Rulebook

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

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Title
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Establishing a Registration Category, Qualification Examination and Continuing Education Requirements for Certain Operat
Release Number
34-64687
SEC Issue Date
Federal Register Publish Date
Document Citation

76 FR 36586

Resources

Notice Rule: SEC Issued Version (pdf 207.23 KB)
Notice Rule: Federal Register Version
Rel. No. 34-64080
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Last Reviewed or Updated: June 16, 2011