Notice Rule

Order Granting Approval of a Proposed Rule Change Relating to TRACE Reporting of Asset-Backed Securities

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to TRACE Reporting of Asset-Backed Securities

Release Number

34-64283

SEC Issue Date

April 8, 2011

Federal Register Publish Date

April 14, 2011

Document Citation

76 FR 21084

Resources

Notice Rule: SEC Issued Version (pdf 23.65 KB)

Notice Rule: Federal Register Version

Rel. No. 34-64364

Rel. No. 34-64084

Title

Order Granting Approval of a Proposed Rule Change Relating to TRACE Reporting of Asset-Backed Securities

Release Number

34-64364

SEC Issue Date

April 28, 2011

Federal Register Publish Date

May 4, 2011

Document Citation

76 FR 25385

Resources

Order Rule: SEC Issued Version (pdf 31.43 KB)

Order Rule: Federal Register Version

Rel. No. 34-64084

Rel. No. 34-64283

Last Reviewed or Updated: April 28, 2011

Resources

Notice Rule: SEC Issued Version (pdf 89.55 KB)

Notice Rule: Federal Register Version

Exhibit 5

Rel. No. 34-64364

Rel. No. 34-64283

Details

File Number

SR-FINRA-2011-012

Rule Type

Notice

Release Number

34-64084

SEC Issue Date

March 16, 2011

Federal Register Publish Date

March 21, 2011

Document Citation

76 FR 15352

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Approval of a Proposed Rule Change Relating to TRACE Reporting of Asset-Backed Securities

Resources

Resources

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More in this Section

Order Granting Approval of a Proposed Rule Change Relating to TRACE Reporting of Asset-Backed Securities

Notice Rule (34-64283)

Resources

Order Rule (34-64364)

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