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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Correct Cross-References in the Customer Code

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: March 2, 2011

Resources

Notice Rule: SEC Issued Version (pdf 37.53 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

March 29, 2011

File Number

SR-FINRA-2011-007

Rule Type

Notice

Release Number

34-64005

SEC Issue Date

March 2, 2011

Federal Register Publish Date

March 8, 2011

Document Citation

76 FR 12769

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Correct Cross-References in the Customer Code

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Correct Cross-References in the Customer Code

Resources

Details