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Notice Rule

Order Granting Approval of a Proposed Rule Change Relating to the Trading Activity Fee Rate for Transactions in Asset-Backed Securities

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Order Granting Approval of a Proposed Rule Change Relating to the Trading Activity Fee Rate for Transactions in Asset-Backed Securities

Release Number

34-64041

SEC Issue Date

March 4, 2011

Federal Register Publish Date

March 10, 2011

Document Citation

76 FR 13248

Resources

Order Rule: SEC Issued Version (pdf 27.43 KB)

Order Rule: Federal Register Version

Rel. No. 34-63751

Last Reviewed or Updated: March 4, 2011

Resources

Notice Rule: SEC Issued Version (pdf 43.33 KB)

Notice Rule: Federal Register Version

Rel. No. 34-64041

Details

File Number

SR-FINRA-2011-004

Rule Type

Notice

Release Number

34-63751

SEC Issue Date

Jan. 21, 2011

Federal Register Publish Date

Jan. 27, 2011

Document Citation

76 FR 4966