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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Proposed Implementation Period for the Rule Changes Approved in SR-FINRA-2010-042 (Verification of Assets)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Nov. 29, 2010

Resources

Notice Rule: SEC Issued Version (pdf 40.52 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Dec. 27, 2010

File Number

SR-FINRA-2010-062

Rule Type

Notice

Release Number

34-63383

SEC Issue Date

Nov. 29, 2010

Federal Register Publish Date

Dec. 3, 2010

Document Citation

75 FR 75529

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Proposed Implementation Period for the Rule Changes Approved in SR-FINRA-2010-042 (Verification of Assets)

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Proposed Implementation Period for the Rule Changes Approved in SR-FINRA-2010-042 (Verification of Assets)

Resources

Details