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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Effective Date of the Changes to the FINRA Trade Reporting and Order Audit Trail System Rules Approved in SR-FINRA-2010-043

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Nov. 8, 2010

Resources

Notice Rule: SEC Issued Version (pdf 37.12 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Dec. 6, 2010

File Number

SR-FINRA-2010-058

Rule Type

Notice

Release Number

34-63277

SEC Issue Date

Nov. 8, 2010

Federal Register Publish Date

Nov. 15, 2010

Document Citation

75 FR 69725

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Effective Date of the Changes to the FINRA Trade Reporting and Order Audit Trail System Rules Approved in SR-FINRA-2010-043

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Effective Date of the Changes to the FINRA Trade Reporting and Order Audit Trail System Rules Approved in SR-FINRA-2010-043

Resources

Details