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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit a One-Time Waiver of Late Fees Assessable Pursuant to FINRA Rule 6490

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

View Received Comments

Last Reviewed or Updated: Aug. 31, 2023

Resources

Notice Rule: SEC Issued Version (pdf 77.37 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Dec. 22, 2010

File Number

SR-FINRA-2010-057

Rule Type

Notice

Release Number

34-63373

SEC Issue Date

Nov. 24, 2010

Federal Register Publish Date

Dec. 1, 2010

Document Citation

75 FR 74766

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit a One-Time Waiver of Late Fees Assessable Pursuant to FINRA Rule 6490

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit a One-Time Waiver of Late Fees Assessable Pursuant to FINRA Rule 6490

Public Comments

Resources

Details