Order Rule

Order Granting Petition for Review and Scheduling Filing of Statements

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title
Order Approving a Proposed Rule Change To Adopt FINRA Rule 1113 (Restriction Pertaining to New Member Applications) and To Amend the FINRA Rule 9520 Series (Eligibility Proceedings)
Release Number
34-63933
SEC Issue Date
Federal Register Publish Date
Document Citation

76 FR 10629

Resources

Order Rule: Federal Register Version

Title
Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 1113 (Restriction Pertaining to New Member Applications) and To Amend the FINRA Rule 9520 Series (Eligibility Proceedings)
Release Number
34-63316
SEC Issue Date
Federal Register Publish Date
Document Citation

75 FR 71166

Resources

Notice Rule: Federal Register Version
View Received Comments

Last Reviewed or Updated: Aug. 15, 2018

Resources

Order Rule: Federal Register Version

Details

File Number
SR-FINRA-2010-056
Rule Type
Order
Release Number
34-83856
SEC Issue Date
Federal Register Publish Date
Document Citation

83 FR 42340