Notice Rule

Order Disapproving Proposed Rule Change To Amend FINRA Rule 6140 (Other Trading Practices)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Notice of Filing of Proposed Rule Change To Amend FINRA Rule 6140 (Other Trading Practices)

Release Number

34-63256

SEC Issue Date

Nov. 5, 2010

Federal Register Publish Date

Nov. 12, 2010

Document Citation

75 FR 69503

Resources

Notice Rule: SEC Issued Version (pdf 44.64 KB)

Notice Rule: Federal Register Version

Exhibit 5

Rel. No. 34-63582

Rel. No. 34-63885

View Received Comments

Title

Order Disapproving Proposed Rule Change To Amend FINRA Rule 6140 (Other Trading Practices)

Release Number

34-63885

SEC Issue Date

Feb. 10, 2011

Federal Register Publish Date

Feb. 16, 2011

Document Citation

76 FR 9062

Resources

Order Rule: SEC Issued Version (pdf 44.79 KB)

Order Rule: Federal Register Version

Rel. No. 34-63582

Rel. No. 34-63256

Last Reviewed or Updated: Feb. 10, 2011

Resources

Notice Rule: SEC Issued Version (pdf 17.76 KB)

Notice Rule: Federal Register Version

Rel. No. 34-63885

Rel. No. 34-63256

Details

File Number

SR-FINRA-2010-055

Rule Type

Notice

Release Number

34-63582

SEC Issue Date

Dec. 21, 2010

Federal Register Publish Date

Dec. 28, 2010

Document Citation

75 FR 81704

Rules & Regulations

Enforcement & Litigation

Compliance

Order Disapproving Proposed Rule Change To Amend FINRA Rule 6140 (Other Trading Practices)

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Resources

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Order Disapproving Proposed Rule Change To Amend FINRA Rule 6140 (Other Trading Practices)

Notice Rule (34-63256)

Resources

Order Rule (34-63885)

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