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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reconcile Certain Amendments Approved Pursuant to SR-FINRA-2009-061 and SR-FINRA-2010-003

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Oct. 5, 2010

Resources

Notice Rule: SEC Issued Version (pdf 40.59 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 3, 2010

File Number

SR-FINRA-2010-051

Rule Type

Notice

Release Number

34-63039

SEC Issue Date

Oct. 5, 2010

Federal Register Publish Date

Oct. 13, 2010

Document Citation

75 FR 62904

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reconcile Certain Amendments Approved Pursuant to SR-FINRA-2009-061 and SR-FINRA-2010-003

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reconcile Certain Amendments Approved Pursuant to SR-FINRA-2009-061 and SR-FINRA-2010-003

Resources

Details