Notice Rule

Notice of Filing of Amendment No. 1 to a Proposed Rule Change and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rules 2090 (Know Your Customer) and 2111 (Suitability) in the Consolidated FINRA Rulebook

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

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Title
Notice of Filing of Amendment No. 1 to a Proposed Rule Change and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rules 2090 (Know Your Customer) and 2111 (Suitability) in the Consolidated FINR
Release Number
34-63325
SEC Issue Date
Federal Register Publish Date
Document Citation

75 FR 71479

Resources

Notice Rule: SEC Issued Version (pdf 117.3 KB)
Notice Rule: Federal Register Version
Rel. No. 34-62718A
Rel. No. 34-62718
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Last Reviewed or Updated: Nov. 17, 2010