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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stated Interpretation of the Meaning, Administration, and Enforcement of FINRA Rule 11892 and Supplementary Material .01

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 30, 2010

Resources

Notice Rule: SEC Issued Version (pdf 48.57 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 27, 2010

File Number

SR-FINRA-2010-038

Rule Type

Notice

Release Number

34-62608

SEC Issue Date

July 30, 2010

Federal Register Publish Date

Aug. 6, 2010

Document Citation

75 FR 47661

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stated Interpretation of the Meaning, Administration, and Enforcement of FINRA Rule 11892 and Supplementary Material .01

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stated Interpretation of the Meaning, Administration, and Enforcement of FINRA Rule 11892 and Supplementary Material .01

Resources

Details