Notice Rule

Order Granting Approval of Proposed Rule Change Relating to Clearly Erroneous Transactions

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions

Release Number

34-62729

SEC Issue Date

Aug. 16, 2010

Federal Register Publish Date

Aug. 25, 2010

Document Citation

75 FR 52384

Resources

Notice Rule: SEC Issued Version (pdf 18.42 KB)

Notice Rule: Federal Register Version

Rel. No. 34-62885

Rel. No. 34-62798

Rel. No. 34-62341

Title

Notice of Filing of Proposed Rule Change To Amend FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities)

Release Number

34-62341

SEC Issue Date

June 21, 2010

Federal Register Publish Date

June 28, 2010

Document Citation

75 FR 36756

Resources

Notice Rule: SEC Issued Version (pdf 53.89 KB)

Notice Rule: Federal Register Version

Rel. No. 34-62885

Rel. No. 34-62798

Rel. No. 34-62729

View Received Comments

Title

Order Granting Approval of Proposed Rule Change Relating to Clearly Erroneous Transactions

Release Number

34-62885

SEC Issue Date

Sept. 10, 2010

Federal Register Publish Date

Sept. 16, 2010

Document Citation

75 FR 56641

Resources

Order Rule: SEC Issued Version (pdf 92.67 KB)

Order Rule: Federal Register Version

Rel. No. 34-62798

Rel. No. 34-62729

Rel. No. 34-62341

Last Reviewed or Updated: Sept. 10, 2010

Resources

Notice Rule: SEC Issued Version (pdf 17.95 KB)

Notice Rule: Federal Register Version

Rel. No. 34-62885

Rel. No. 34-62729

Rel. No. 34-62341

Details

File Number

SR-FINRA-2010-032

Rule Type

Notice

Release Number

34-62798

SEC Issue Date

Aug. 30, 2010

Federal Register Publish Date

Sept. 3, 2010

Document Citation

75 FR 54210

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Approval of Proposed Rule Change Relating to Clearly Erroneous Transactions

Resources

Resources

Resources

Resources

Details

More in this Section

Order Granting Approval of Proposed Rule Change Relating to Clearly Erroneous Transactions

Notice Rule (34-62729)

Resources

Notice Rule (34-62341)

Resources

Order Rule (34-62885)

Resources

Resources

Details