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Notice Rule

Order Granting Approval of a Proposed Rule Change To Adopt FINRA Rule 11000 Series (Uniform Practice Code) in the Consolidated FINRA Rulebook

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Order Granting Approval of a Proposed Rule Change To Adopt FINRA Rule 11000 Series (Uniform Practice Code) in the Consolidated FINRA Rulebook

Release Number

34-62842

SEC Issue Date

Sept. 3, 2010

Federal Register Publish Date

Sept. 14, 2010

Document Citation

75 FR 55842

Resources

Order Rule: SEC Issued Version (pdf 58.07 KB)

Order Rule: Federal Register Version

Rel. No. 34-62454

Last Reviewed or Updated: Sept. 3, 2010

Resources

Notice Rule: SEC Issued Version (pdf 76.24 KB)

Notice Rule: Federal Register Version

Rel. No. 34-62842

Details

File Number

SR-FINRA-2010-030

Rule Type

Notice

Release Number

34-62454

SEC Issue Date

July 6, 2010

Federal Register Publish Date

July 12, 2010

Document Citation

75 FR 39715