Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Trade Reporting Facility Limited Liability Company Agreements

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: May 10, 2010

Resources

Notice Rule: SEC Issued Version (pdf 40.39 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

June 7, 2010

File Number

SR-FINRA-2010-020

Rule Type

Notice

Release Number

34-62064

SEC Issue Date

May 10, 2010

Federal Register Publish Date

May 17, 2010

Document Citation

75 FR 27606

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Trade Reporting Facility Limited Liability Company Agreements

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Trade Reporting Facility Limited Liability Company Agreements

Resources

Details