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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify FINRA/Nasdaq Trade Reporting Securities Transaction Credit

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: March 31, 2010

Resources

Notice Rule: SEC Issued Version (pdf 53.42 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

April 27, 2010

File Number

SR-FINRA-2010-013

Rule Type

Notice

Release Number

34-61806

SEC Issue Date

March 31, 2010

Federal Register Publish Date

April 6, 2010

Document Citation

75 FR 17460

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify FINRA/Nasdaq Trade Reporting Securities Transaction Credit

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify FINRA/Nasdaq Trade Reporting Securities Transaction Credit

Resources

Details