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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References and Make Other Various Non-Substantive Technical Changes to Certain FINRA Rules

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Jan. 27, 2010

Resources

Notice Rule: SEC Issued Version (pdf 51.42 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Feb. 25, 2010

File Number

SR-FINRA-2010-002

Rule Type

Notice

Release Number

34-61427

SEC Issue Date

Jan. 27, 2010

Federal Register Publish Date

Feb. 4, 2010

Document Citation

75 FR 5834

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References and Make Other Various Non-Substantive Technical Changes to Certain FINRA Rules

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References and Make Other Various Non-Substantive Technical Changes to Certain FINRA Rules

Resources

Details