Notice Rule

Order Approving Proposed FINRA Rule 6490 (Processing of Company-Related Actions) To Clarify the Scope of FINRA's Authority When Processing Documents Related to Announcements for Company-Related Actions for Non-Exchange Listed Securities and To Implement Fees for Such Services

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Order Approving Proposed FINRA Rule 6490 (Processing of Company-Related Actions) To Clarify the Scope of FINRA's Authority When Processing Documents Related to Announcements for Company-Related Actions for Non-Exchange Listed Securities and To Implement F

Release Number

34-62434

SEC Issue Date

July 1, 2010

Federal Register Publish Date

July 9, 2010

Document Citation

75 FR 39603

Resources

Order Rule: SEC Issued Version (pdf 149.37 KB)

Order Rule: Federal Register Version

Rel. No. 34-61189

Last Reviewed or Updated: July 1, 2010

Resources

Notice Rule: SEC Issued Version (pdf 111.01 KB)

Notice Rule: Federal Register Version

Exhibit 5

Rel. No. 34-62434

Details

File Number

SR-FINRA-2009-089

Rule Type

Notice

Release Number

34-61189

SEC Issue Date

Dec. 17, 2009

Federal Register Publish Date

Dec. 28, 2009

Document Citation

74 FR 68648

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed FINRA Rule 6490 (Processing of Company-Related Actions) To Clarify the Scope of FINRA's Authority When Processing Documents Related to Announcements for Company-Related Actions for Non-Exchange Listed Securities and To Implement Fees for Such Services

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Order Approving Proposed FINRA Rule 6490 (Processing of Company-Related Actions) To Clarify the Scope of FINRA's Authority When Processing Documents Related to Announcements for Company-Related Actions for Non-Exchange Listed Securities and To Implement Fees for Such Services

Order Rule (34-62434)

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