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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Waiver and Credit of Certain FINRA/Nasdaq Trade Reporting Facility and OTC Reporting Facility Fees

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Dec. 14, 2009

Resources

Notice Rule: SEC Issued Version (pdf 36 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Jan. 8, 2010

File Number

SR-FINRA-2009-088

Rule Type

Notice

Release Number

34-61160

SEC Issue Date

Dec. 14, 2009

Federal Register Publish Date

Dec. 18, 2009

Document Citation

74 FR 67284

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Waiver and Credit of Certain FINRA/Nasdaq Trade Reporting Facility and OTC Reporting Facility Fees

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Waiver and Credit of Certain FINRA/Nasdaq Trade Reporting Facility and OTC Reporting Facility Fees

Resources

Details