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Notice Rule

Order Approving a Proposed Rule Change To Adopt FINRA Rule 4570 (Custodian of Books and Records) in the Consolidated FINRA Rulebook

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Order Approving a Proposed Rule Change To Adopt FINRA Rule 4570 (Custodian of Books and Records) in the Consolidated FINRA Rulebook

Release Number

34-61332

SEC Issue Date

Jan. 12, 2010

Federal Register Publish Date

Jan. 20, 2010

Document Citation

75 FR 3270

Resources

Order Rule: SEC Issued Version (pdf 39.66 KB)

Order Rule: Federal Register Version

Rel. No. 34-61116

Last Reviewed or Updated: Jan. 12, 2010

Resources

Notice Rule: SEC Issued Version (pdf 75.57 KB)

Notice Rule: Federal Register Version

Rel. No. 34-61332

Details

File Number

SR-FINRA-2009-080

Rule Type

Notice

Release Number

34-61116

SEC Issue Date

Dec. 4, 2009

Federal Register Publish Date

Dec. 11, 2009

Document Citation

74 FR 65817