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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References Within Certain FINRA Rules

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Oct. 2, 2009

Resources

Notice Rule: SEC Issued Version (pdf 48.07 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Oct. 29, 2009

File Number

SR-FINRA-2009-062

Rule Type

Notice

Release Number

34-60774

SEC Issue Date

Oct. 2, 2009

Federal Register Publish Date

Oct. 8, 2009

Document Citation

74 FR 51888

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References Within Certain FINRA Rules

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References Within Certain FINRA Rules

Resources

Details