Notice Rule

Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Establish in the Market for OTC Equity Securities Certain Regulatory Protections Derived From Certain Rules Adopted by the Commission in the Market for Listed Securities

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Establish in the Market for OTC Equity Securities Certain Regulatory Protections Derived From Certain Rules Adopted by the Commission in the Market for Listed Securities
Release Number
34-62359
SEC Issue Date
Federal Register Publish Date
Document Citation

75 FR 37488

Resources

Order Rule: SEC Issued Version (pdf 127.21 KB)
Order Rule: Federal Register Version
Rel. No. 34-60515
and Rel. No. 34-61677

Last Reviewed or Updated: June 22, 2010