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Notice Rule

Order Approving a Proposed Rule Change To Adopt Its Temporary and Permanent Cease and Desist Authority on a Permanent Basis

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Order Approving a Proposed Rule Change To Adopt Its Temporary and Permanent Cease and Desist Authority on a Permanent Basis

Release Number

34-60306

SEC Issue Date

July 14, 2009

Federal Register Publish Date

July 22, 2009

Document Citation

74 FR 36292

Resources

Order Rule: SEC Issued Version (pdf 29.42 KB)

Order Rule: Federal Register Version

Rel. No. 34-60028

Last Reviewed or Updated: July 14, 2009

Resources

Notice Rule: SEC Issued Version (pdf 45.74 KB)

Notice Rule: Federal Register Version

Rel. No. 34-60306

Details

File Number

SR-FINRA-2009-035

Rule Type

Notice

Release Number

34-60028

SEC Issue Date

June 2, 2009

Federal Register Publish Date

June 9, 2009

Document Citation

74 FR 27364