Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to FINRA Rule 2360 (Options) Regarding Position Limits for Options on Exchange-Traded Funds and Registration Qualifications With Respect to Options Discretionary Accounts

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: May 20, 2009

Resources

Public Comments Due

June 18, 2009

File Number

SR-FINRA-2009-032

Rule Type

Notice

Release Number

34-59946

SEC Issue Date

May 20, 2009

Federal Register Publish Date

May 28, 2009

Document Citation

74 FR 25584