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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting Transfers of Proprietary Securities Positions in Connection With Certain Corporate Control Transactions

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: April 6, 2009

Resources

Notice Rule: SEC Issued Version (pdf 56.69 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

May 5, 2009

File Number

SR-FINRA-2009-024

Rule Type

Notice

Release Number

34-59713

SEC Issue Date

April 6, 2009

Federal Register Publish Date

April 14, 2009

Document Citation

74 FR 17271

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting Transfers of Proprietary Securities Positions in Connection With Certain Corporate Control Transactions

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting Transfers of Proprietary Securities Positions in Connection With Certain Corporate Control Transactions

Resources

Details