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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References and Make Other Various Non-Substantive Technical Changes to FINRA Rules

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Feb. 23, 2009

Resources

Notice Rule: SEC Issued Version (pdf 46.56 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

March 23, 2009

File Number

SR-FINRA-2009-005

Rule Type

Notice

Release Number

34-59432

SEC Issue Date

Feb. 23, 2009

Federal Register Publish Date

March 2, 2009

Document Citation

74 FR 9121

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References and Make Other Various Non-Substantive Technical Changes to FINRA Rules

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References and Make Other Various Non-Substantive Technical Changes to FINRA Rules

Resources

Details