Notice Rule

Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rule 2114 (Recommendations to Customers in OTC Equity Securities) in the Consolidated FINRA Rulebook

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rule 2114 (Recommendations to Customers in OTC Equity Securities) in the Consolidated FINRA Rulebook
Release Number
34-59605
SEC Issue Date
Federal Register Publish Date
Document Citation

74 FR 13283

Resources

Notice Rule: SEC Issued Version (pdf 121.05 KB)
Notice Rule: Federal Register Version
Rel. No. 34-59075

Last Reviewed or Updated: March 19, 2009