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Notice Rule

Order Approving Proposed Rule Change To Adopt FINRA Rule 5280 (Trading Ahead of Research Reports) in the Consolidated FINRA Rulebook

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Order Approving Proposed Rule Change To Adopt FINRA Rule 5280 (Trading Ahead of Research Reports) in the Consolidated FINRA Rulebook

Release Number

34-59254

SEC Issue Date

Jan. 15, 2009

Federal Register Publish Date

Jan. 23, 2009

Document Citation

74 FR 4271

Resources

Order Rule: SEC Issued Version (pdf 436.67 KB)

Order Rule: Federal Register Version

Rel. No. 34-58905

Last Reviewed or Updated: Jan. 15, 2009

Resources

Notice Rule: SEC Issued Version (pdf 161.37 KB)

Notice Rule: Federal Register Version

Rel. No. 34-59254

Details

File Number

SR-FINRA-2008-054

Rule Type

Notice

Release Number

34-58905

SEC Issue Date

Nov. 6, 2008

Federal Register Publish Date

Nov. 13, 2008

Document Citation

73 FR 67237