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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to NASD Rule 11890 (Clearly Erroneous Transactions)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 25, 2008

Resources

Notice Rule: SEC Issued Version (pdf 62.48 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 21, 2008

File Number

SR-FINRA-2008-037

Rule Type

Notice

Release Number

34-58226

SEC Issue Date

July 25, 2008

Federal Register Publish Date

July 31, 2008

Document Citation

73 FR 44791

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to NASD Rule 11890 (Clearly Erroneous Transactions)

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to NASD Rule 11890 (Clearly Erroneous Transactions)

Resources

Details