Order Rule

Order Approving Proposed Rule Change to Amend the Trade Reporting Structure and Require Submission of Non-Tape Reports that Identify Other Members Who Participated in Agency and Riskless Principal Transactions as Modified by Amendments No. 1 and 2

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title
Order Approving Proposed Rule Change to Amend the Trade Reporting Structure and Require Submission of Non-Tape Reports that Identify Other Members Who Participated in Agency and Riskless Principal Transactions as Modified by Amendments No. 1 and 2
Release Number
34-58903A
SEC Issue Date
Federal Register Publish Date
Document Citation

73 FR 69700

Resources

Order Rule: SEC Issued Version (pdf 21.22 KB)
Order Rule: Federal Register Version
Rel. No. 34-58903
Rel. No. 34-57681

Last Reviewed or Updated: Nov. 13, 2008